Financial Services

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GIM LEGAL

Financial Services

  • SGR.Bank of Italy authorization, funds' incorporation, legal and regulatory documentation, corporate governance, compliance, operational risks and internal controls, anti-money laundering regulation, operations extension, etc. Corporate Governance, compliance, operational risks and internal controls, anti-money laundering regulations, extension of operations, etc.
  • UCITS investment funds.Bank of Italy authorization for funds regulation, passporting Consob prospectuses, KIID documentation, Mifid laws and regulations, funds listing, agreements with distributors, etc. passporting Consob prospectuses, KIID documentation, Mifid regulations, quotation of funds, agreements with distributors, etc.
  • Alternative Reserved Funds (FIA).Funds management regulations, offer documentation, Consob information document, KIID documentation (for retail funds), Mifid laws and regulations, FIA investment's transactions, governance, fund raising, relationships with institutional investors, structuring of real estate funds, venture capital funds, private equity, private debt funds, relationships with FCA (UK), CSSF (Luxembourg), FSA Malta, Irish Financial Services Authority (Dublin), for foreign FIA operation, etc. governance, fund raising, relations with institutional investors, structuring of real estate funds, funds venture capital, private equity, private debt funds, relations with FCA (UK), CSSF (Luxembourg), FSA Malta, Irish Financial Services Authority (Dublin), for the operation of foreign AIFs, etc.
  • SIMs.Consob authorization, legal and regulatory documentation, Mifid laws and regulations, market abuse, compliance, distribution network, anti-money laundering laws and regulations, financial advisors, OCF, surveillance compliance and reporting, investment services litigation, etc. market abuse, compliance, distribution network, anti - money laundering legislation, financial consultants, OCF, supervisory compliance and reporting, investment services litigation, etc.
  • Investment firms. Authorization of branches in order to operate in Italy, laws and regulations issued by FCA (UK), CSSF (Luxembourg), FSM (Malta) and Irish Financial Services Authority (Dublin), Mifid documentation, compliance and internal controls, anti - money laundering legislation, etc.
  • Financial companies.Bank of Italy authorization, banking transparency, exploitation, corporate governance, compliance and compliance and internal controls, distribution network, anti - money laundering, credit brokers, financial agents, ABF complaints, etc.
  • Payment institutions.Bank of Italy authorization, banking transparency, anti-money laundering laws and regulations, etc.
  • Microcredit operators.Authorization to the Bank of Italy register, Mediocredito and FEI guarantees, loan agreements, tutoring, etc.
  • Issuers.Prospectus for listing on the stock exchange, relationships with Consob and Borsa Italiana, post-listing obligations (transparency of investments, report on corporate governance, price sensitive information, price sensitive, significant transactions), structuring mini bond e corporate bonds, SPAC, insider trading, Consob sanctioning proceedings, remuneration report, etc.
  • Insurance companies. Documentation aimed at offering insurance products with a financial content (unit linked, index linked, capitalization contracts),IMD directive on distribution obligations, Solvency II , IVASS obligations, corporate governance, compliance, operational risks and internal controls, anti-money laundering legislation, insurance litigation, etc.
  • Social security institutions and retirement funds. Discipline of investments in financial instruments, Luxembourg investment schemes, relationships with COVIP.
  • Fintech. Contractual and regulatory support for  startup and operators involved in the development and marketing of alternative finance products, such as banking apps, peer to peer money transfers, social lending, mobile payments, etc.
  • Minibonds.Structuring mini bond e corporate bonds, prospectus for listing on the stock exchange, relations with Consob, etc.
  • CrowdfundingAdvice aimed at setting portals for the collection of risk capital, management of information and behaviour obligations vis-à-vis investors, definition of MIFID derivation laws and regulations, post-listing obligations, etc.
  • Blockchain, bitcoin and ICO.Regulatory advice and assistance in offering security token. security token.
  • Structured finance.Medium and long-term loans to companies, guarantee documents, securitisations, banking agreements, project finance, real estate finance, alternative loans to bank credit (direct lending and private debt), consulting, due diligence and investment agreements concerning NPL portfolios, secured ed unsecured, contracts of leasing, UTP credits.
  • Corporate / M&A.Assistance and advice in the acquisition of supervised and non-supervised entities, due diligence, due diligence, sale contracts, international reorganizations of corporate groups, j, Corporate Governance, shareholders' agreements.

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